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Rule 4-224. Expungement of Records
(a) The record of any grievance against a respondent under these
rules which does not result in discipline against the respondent shall
be expunged by the State Disciplinary Board in accordance with the
following:
(1) those grievances closed by the Office of the General
Counsel after screening pursuant to Rule 4-202(c) shall be expunged
after one year;
(2) those grievances dismissed by the Investigative Panel of
the State Disciplinary Board after a probable cause investigation
pursuant to Rule 4-204 (a) shall be expunged after two years; and
(3) those complaints dismissed by the Supreme Court after formal proceedings shall be expunged after two years.
(b) Definition. The terms "expunge" and "expunction"shall
mean that all records or other evidence of the existence of the
complaint shall be destroyed.
(c) Effect of Expungement. After a file has been expunged,
any agency response to an inquiry requiring a reference to the matter
shall state that any record the agency may have had of such matter has
been expunged pursuant to court rule and, in addition, shall state that
no inference adverse to the respondent is to be drawn on the basis of
the incident in question. The respondent may answer any inquiry
requiring a reference to an expunged matter by stating that the
grievance or formal complaint was dismissed and thereafter
expunged pursuant to court rule.
(d) Retention of Records. Upon application to the State
Disciplinary Board by bar counsel, for good cause shown and with notice
to the respondent and opportunity to be heard, records which should
otherwise be expunged under this Rule may be retained for such
additional period of time not exceeding three years as the State
Disciplinary Board deems appropriate. Counsel may seek a further
extension of the period for which retention of the records is authorized
whenever a previous application has been granted for the maximum period
permitted hereunder.
(e) A lawyer may respond in the negative when asked if there are any
complaints against the lawyer if the matter has been expunged pursuant
to this rule.Before making a negative response to any such inquiry, the
lawyer shall confirm the expunction of the record and shall not presume
that any matter has been expunged.
(f) A lawyer may respond in the negative when asked if he has ever been professionally disciplined or determined to have violated any professional disciplinary rules if all grievances filed against the lawyer have either been dismissed or dismissed with a letter of instruction.